# Unpaid - Compliance Intern - Trade Surveillance Support

**Company:** [moomoo](http://jobs.workable.com/companies/rYBPx6Li26wNSnbH8JV4qn.md)
**Location:** Dallas, United States
**Workplace:** on site
**Employment type:** Other
**Department:** US Branch

[Apply for this job](http://jobs.workable.com/view/5468188f-6826-44f6-9874-cd5f38fa8034)

## Description

**About Futu US Inc.:**

Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).   

Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to elevate the investment experience.   

Here's a closer look at our key entities:     

-   Futu Clearing Inc.: An SEC registered FINRA member dedicated to delivering top-tier clearing and execution services globally.
-   Moomoo Financial Inc.: As an SEC registered FINRA member, we provide retail investors access to both U.S. and Asian securities markets, ensuring your investment journey is backed by expertise.
-   Moomoo Technology Inc.: Offering a data-rich trading platform, we provide unparalleled insights and tools to enhance your trading strategies. Note that this entity is not a licensed broker-dealer. 

For deeper insights into our entities and affiliates, explore futuclearing.com or moomoo.com/us to discover the future of investing with confidence and innovation.

### **Program Overview**

This structured internship is designed as a **hands-on learning experience** for students interested in financial markets, data analysis, and regulatory compliance within a FINRA-regulated environment.

Participants will gain practical exposure to how a clearing firm monitors trading activity, identifies potential risks, and supports regulatory obligations—building skills directly applicable to careers in compliance, risk, and financial services.

Location: Jersey City, New Jersey or Dallas, Texas

Schedule: 4 days per week in office

## Requirements

**What You’ll Learn & Do:**

-   How trade surveillance programs detect and review unusual trading activity
-   The lifecycle of alerts, exceptions, and compliance case management
-   Core regulatory concepts (e.g., market conduct, exception reporting)
-   Data analysis techniques used in compliance environments
-   How Compliance, Operations, and Surveillance teams work together

**Key Learning Activities**

-   Prepare and organize datasets used in trade surveillance reviews
-   Support tracking and documentation of alerts and exception cases
-   Perform data quality checks to ensure accuracy and completeness
-   Assist in creating reports and internal compliance documentation
-   Contribute to process improvement and regulatory support projects

**Skills You’ll Build**

-   Advanced Microsoft Excel and data management skills
-   Analytical thinking and attention to detail
-   Understanding of financial market structure and regulation
-   Professional communication in a regulated business environment

**Data Responsibility & Ethics**

Participants will be trained on confidentiality and data protection standards:

-   Work is performed using anonymized or restricted datasets
-   No access to personally identifiable information (PII)
-   Adherence to firm information security and compliance policies

### **Who Should Apply**

Students currently enrolled in an accredited college or university with an interest in:  
Finance, Accounting, Economics, Business Administration, Data Analytics, Information Systems, Mathematics, Risk Management, Legal Studies, or Computer Science

**Preferred Skills**

-   Experience with Excel (formulas, sorting/filtering, data organization)
-   Familiarity with financial markets or brokerage operations (a plus)
-   Basic knowledge of SQL or data querying (a plus)

## Benefits

**What You’ll Gain:**

-   Real-world experience in trade surveillance and compliance
-   Exposure to regulatory frameworks and financial operations
-   Practical, resume-building skills in data analysis and risk monitoring