# Senior Compliance Officer

**Company:** [Fuku](http://jobs.workable.com/companies/cVzy4Zi49yLx9EZznjyX2v.md)
**Location:** Singapore, Singapore
**Workplace:** on site
**Employment type:** Full-time

[Apply for this job](http://jobs.workable.com/view/9332e0b1-bfd5-40cc-bed3-5a2078fe5fcc)

## Description

Our client in the fintech industry is looking for a Senior Compliance Officer.  
  
Responsibilities  
\- Serve as the designated in-charged for a Singapore LFMC under the Monetary Authority of Singapore regulatory framework.  
\- Lead the firm’s compliance program, including policies, monitoring, controls, and employee training.  
\- Act as the primary MAS liaison, managing regulatory filings, inspections, and supervisory engagement.  
\- Oversee trading and market conduct surveillance, including monitoring for spoofing, front-running, and misuse of MNPI.  
\- Administer personal account dealing and information barrier controls for Singapore-based and remote staff.  
\- Maintain the AML/CFT framework in accordance with MAS requirements (including MAS Notice SFA04-N02), overseeing KYC, due diligence, and sanctions screening.  
\- Serve as AMLCO and/or MLRO with responsibility for escalation and regulatory reporting.  
\- Coordinate with regional compliance teams on cross-border trading and regulatory matters involving the Securities and Futures Commission, U.S. Securities and Exchange Commission, and Financial Conduct Authority regimes.  
\- Provide regular compliance reporting to senior management and the Singapore LFMC Board, and support regulatory audits and investor due diligence.  
  
Qualifications  
\- Bachelor’s degree in Law, Finance, Risk, or a related field.  
\- Min 7 years of compliance experience, including 3 years with a MAS-licensed fund management company (LFMC).  
\-Strong knowledge of the Securities and Futures Act, MAS LFMC regulatory framework, AML/CFT rules, and market conduct requirements.  
\-Experience managing MAS inspections and regulatory inquiries.