# Trade Surveillance Analyst

**Company:** [Delta Exchange](http://jobs.workable.com/companies/jKC28Cknr2vYKDeDjCDCA4.md)
**Location:** Remote
**Workplace:** remote
**Employment type:** Full-time

[Apply for this job](http://jobs.workable.com/view/c3408bc6-7354-4105-8ca5-01f3688edd68)

## Description

We are looking for an experienced Trade Surveillance professional to strengthen our Compliance function and ensure market integrity through proactive monitoring, investigation, and regulatory compliance.

### Key Responsibilities

-   Monitor trading activities and surveillance alerts to identify potential market abuse, including spoofing, layering, wash trades, front-running, insider trading, and market manipulation.
-   Conduct investigations into suspicious trading patterns and prepare detailed case documentation.
-   Review and close surveillance alerts generated through internal and external monitoring systems.
-   Liaise with Compliance, Risk, Operations, Product, and Technology teams on surveillance matters and escalations.
-   Prepare regulatory reports and responses for exchanges, regulators, and other stakeholders, where applicable.
-   Perform periodic reviews of surveillance scenarios, thresholds, and monitoring frameworks to enhance effectiveness.
-   Analyze trading behavior across spot, derivatives, and options products to identify emerging risks.
-   Maintain MIS, dashboards, and surveillance metrics for management reporting.
-   Stay updated on regulatory developments, exchange circulars, and industry best practices.
-   Support audits, inspections, and compliance reviews related to market surveillance activities.
-   Drive automation and process improvement initiatives to strengthen the surveillance framework.

## Requirements

-   Bachelor's or Master's degree in Finance, Commerce, Economics, Law, or a related field.
-   5+ years of experience in Trade Surveillance, Market Surveillance, Compliance Monitoring, or Market Abuse Investigations.
-   Prior experience with a Stock Broking firm, Capital Markets organization, Exchange, or Trading Platform is mandatory.
-   Strong understanding of securities markets, derivatives, market conduct regulations, and surveillance methodologies.
-   Hands-on experience investigating trading alerts and suspicious market activities.
-   Familiarity with surveillance tools such as SMARTS, Actimize, Compass or similar monitoring systems is preferred.
-   Strong knowledge of regulatory requirements, exchange rules, and market abuse monitoring frameworks.
-   Excellent analytical, investigative, and report-writing skills.
-   Ability to independently manage complex investigations and interact with senior stakeholders.

### Preferred Skills

-   Experience in derivatives, futures, options, and leveraged trading products.
-   Knowledge of AML, Financial Crime, and Fraud Monitoring frameworks.
-   Proficiency in SQL, Excel, data analytics, or surveillance reporting tools.
-   Strong communication and stakeholder management skills.