# Advisory Manager - KSA

**Company:** [moomoo](http://jobs.workable.com/companies/rYBPx6Li26wNSnbH8JV4qn.md)
**Location:** Riyadh, Saudi Arabia
**Workplace:** on site
**Employment type:** Full-time

[Apply for this job](http://jobs.workable.com/view/f3f00463-40ec-4a6c-b5d1-cad7e488aa2b)

## Description

**About moomoo KSA**

Moomoo Arabia Capital is part of FUTU Group, a leading global digital brokerage and wealth management platform. As we deepen our presence in the Kingdom, we are building a local team to deliver world-class advisory services to clients in Saudi Arabia.

**About the Role**

To lead, design, and scale the organization's licensed advisory business line in Riyadh. Reporting to the CEO, this role is a foundational hire responsible for structuring client portfolio frameworks, overseeing suitability models, and building a high-performing advisory team. This position directs the advisory function, ensuring total compliance with market conduct and client protection rules.

**Responsibilities**

**1\. Advisory Governance & Suitability**

-   **Suitability Frameworks:** Design and oversee client risk-profiling and suitability assessment frameworks prior to issuing any advice.
-   **Portfolio Construction:** Structure diversified asset allocation strategies and model portfolios, ensuring all guidance aligns with client risk boundaries.
-   **Disclosure Standards:** Review and approve all advisory disclosure statements, fee structures, and conflict-of-interest logs.
-   **Policy Enforcement:** Partner closely with Compliance and Risk teams to maintain a zero-breach environment across all advisory activities.

**2\. Business & Team Scaling**

-   **Team Construction:** Recruit, train, and manage a lean team of certified investment advisors as the business grows.
-   **Product Alignment:** Work with regional product teams to localize the application's advisory, wealth tools, and market insight features for Saudi users.
-   **Client Engagement:** Manage relationships with premium and High-Net-Worth (HNW) platform investors, providing macro market insights.
-   **Regulatory Representation:** Act as the technical point of contact for the advisory business line during routine CMA inspections and audits.

## Requirements

-   7–10 years of relevant experience in Advisory and Capital Markets.
-   5+ years of people management experience.
-   CME-1 and CME-4 Certificate
-   Prior experience at an asset management firm, wealth management platform, or investment bank (institutional coverage) strongly preferred
-   Demonstrated working knowledge of advisory policies, procedures, KYC, suitability frameworks, and internal controls.
-   Must meet the CMA’s fit-and-proper requirements.
-   Fluency in Arabic and English is required

**Preferred Skills & Attributes**

-   **Market Knowledge:** Deep structural understanding of local & international investment.
-   **Fintech Mindset:** Prior experience or strong comfort working within an app-based brokerage or advisory environment.